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Management Team

Tom Carter

Since joining ALPS in 1994, Tom Carter, President of ALPS Distributors and ALPS Advisors, Inc., has been an integral part in the success of the ETF, Closed-End Funds and Active Distribution Services for ALPS. In 1995, he formed the core servicing ETF platform. In addition, Tom is responsible for the Closed-End and Active Distribution business ALPS entered in 2003. Before joining ALPS in 1994, Tom was with Deloitte & Touche LLP, where he worked with a diverse group of clients, primarily within the financial services industry. Tom is a Certified Public Accountant and received his Bachelor of Science in Accounting from the University of Colorado at Boulder.

 

Michael Akins

Since joining ALPS in 2006, Michael Akins has held multiple responsibilities including developing and implementing compliance programs for registered investment company clients and providing investment adviser compliance consulting. In his current role, Michael serves as the lead PM for AAI's ETF Index Management Team and manages risk oversight for all ALPS Advised products. Prior to joining ALPS, he served as AVP and Compliance Officer for UMB Financial Corporation and was an Account Manager at State Street Corporation. Michael is a Certified Securities Compliance Professional, Honor Graduate from Canon Financial Institute's Fiduciary and Investment Risk Management School and graduated from Briar Cliff University with a B.A. in Business Administration.

CFA is a trademark owned by the CFA Institute.

There are risks involved with investing in ETFs including the loss of money. Additional information regarding the risks of this investment is available in the disclosure.

The Alerian MLP ETF is a new product with a limited operating history.

Alerian MLP ETF Shares are not individually redeemable. Investors buy and sell shares of the Alerian MLP ETF on a secondary market. Only market makers or "authorized participants" may trade directly with the Fund, typically in blocks of 50,000 shares.

An investor should consider the investment objectives, risks, charges and expenses carefully before investing. Click the link to obtain a prospectus, which contain this and other information, or call 877.398.8461. Read the prospectus carefully before investing.

The Fund invests primarily in energy infrastructure companies which may be adversely affected by changes in worldwide energy prices, exploration, production spending, government regulation, changes in exchange rates and depletion of natural resources.

ALPS Distributors, Inc. is the Distributor of the Alerian MLP ETF.

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